Out-of-the-box, CLM triggers the displaying of the FINRA questionnaire when:
- The product selected is a Security product1
- The booking location for the Security product is "United
States of America"
- The answer “Yes” to the field about the security product which is displayed in the ‘Regulatory details’ step within Enrich stage, as a consequence of triggers 1 and 2 being fulfilled.
1 The assumption is that the list of products used by the financial institution contains this flag.