HFix-81457

Below items are addressed as part of this HFix.

1. Remove unwanted portal in dev/app studio associated with configuration of access groups.
2. Error handling functionality provide in the scenario when World-Check integration component is not present in the stack.
3. Removal of redundant versions of pyCaseHeader in various different eScreening / Adverse Media classes.
4. Withdraw overridden case types and stage rules in PegaCLMFSCIB / PegaCLMFSRET rulesets and specialize only by circumstancing.
5. Provide users with the ability to view a party’s secondary data fields sourced from World-Check screening provider.

This platform hotfix is necessary for the CLM application to be able to generate the customer summary and KYC snapshot PDFs. This hotfix changes the version of PD4ML from 4.0.9 fx5 to 4.0.6, some features from 4.0.9 fx5 will hence not be available as this hotfix is installed.

• Mandatory Question Fields
• Multi-line Edit Fields
• KYC/Review Link Labels

Changes addressed as part of this HFix.

1. RNG Design-time Error on RQ creation for other languages(Spanish and German) is addressed.
2. RP status is localized.
3. RNG requirements sets and requirements are localized on RQ creation.
4. Visualizer, Retail add product, doc status are localized.
5. Fund & RP names are displaying with a prefix of (-) is addressed.
6. Customer Amendment, case Type, and few other Field values in the doc expiry journey are localized.
7. RNG Run-time screens like the requirements gadget are localized.
8. RP details representation like "is" and "has" relationship strings in SDD journey is localized.

Along with these Couple of FV on the RNG design time portal and a few others all over the CLM Onboarding journey were addressed.

KYC ->  HFIX-70091, KYC RC-> HFIX-70092 are pre-requisite for this HFix.

Changes addressed as part of this Hfix.

1. Incorrect field values presented to users during Related Party Conversion journey.
2. Incorrect ownership percentage field value when the attribute is not applicable for related party relationship.
3. Upgrade process is not getting triggered for inflight objects with flows having wait shapes.
4. Missing Upgradedata data transform call from SyncUpPoint execution.
5. Existing documents only showing filtered documents instead of all documents.
6. Infinite loop detected in the call to GetCorporateParent – GetCorporateParent removed from PegaFS PerformDefault.
7. RPGKYC case stuck when RP is deleted – incident occurs when optimistic locking is enabled.
8. Controlling Entities grid in CPGKYC case shows Ownership Percentage as 0.00 when party as a role of Borrower - it should be displayed as 'N/A'.
9. Large data spike in the clipboard of eScreening case causing performance degradation – observed when customer network is large and complex.
10. LKYC case does not automatically advance to the review step even though all questions have been answered.
11. Alternate address appears to be blank for the newly created related party in the RP CDD case.
12. Point of contact missing from master profile after progressing case past Enrich stage.
13. Consecutive exceptions (seconds of difference) when executing CaseNavigationProcessing. Error thrown regarding the locking of parent and sub-requirements cases.
14. Unnecessary values being passed to the clipboard causing the minor performance issue.
15. Roles are not properly displayed on the customer master profile if it’s been deleted in the past.
16. Inconsistency of system retrieval of customer data post synchronization.
17. Missing parameter causing an error with agent batch processor.
18. Roles that are not relevant for a given party type are being displayed on the picklist.
19. Empty assignment error presented when navigating to resolved requirement case on a cloud instance.
20. Error is found in logs if the Periodic Review case is initiated for the existing member in the Group Onboarding case.
21. Error thrown in the backend when certain existing related parties are removed from the customer record.
22. Percentage ownership reason values are not being displayed for branch and division roles.
23. Link to edit Waiver information presented to a user after submitting waive request.
24. Error thrown on UI when a user attempts to submit related party data when onboarding case is open in a separate session.

SatisfactionLogicDecoded of Requirement collection is not localized.

Overridden TreeNavigation7 section has issues in implementation layer.

Missing ‘Convert To Test’ option to create unit test case for Report definition rule type due to override in CLM layer.

Update to character max length of TaxIDNbr and SSN properties on implementation layer.

Error is thrown on click of Save button in Confirm dialog.

Changes are required to address the following issues:

• Show the user with a message about the Regulatory compliance update import status and restrict them post moving KYC case.
• Audit tracking is missing values related to related party attributes.
• Related parties added to a case can be deleted except for primary contact and also an editable option for a read-only view of the related party is fixed.

Important: The KYC HotFix-61554 is a pre-requisite for this hotfix.

In Pega Client Lifecycle Management for FS 8.4, security has been enhanced on a number of rules by the addition of an existing privilege “AllFlows”.

User is able to see the Perform harness actions in the review harness.

Mismatch of date format between what is shown on PDF and application UI.

AddressType dropdown is not localized in the EnrichDisplayAddress section.

Changes addressed as part of this Hfix.

• Global KYC cases are auto-completing for the new organization as the underlying principal for a Fund.
• Operator locale changes blocking the case at the Business Sponsorship Approval step.
• Registered address is not mapped when state value not provided during capturing address details.
• BSA cases are created with an unexpected prefix (C-).
• Fund status is appearing as inactive after completion of the Fund Manager onboarding case.
• Resolved abandoned cases are not hidden after proceeding to the due diligence stage for the second time.
• Single Page attributes are not captured during PDF Snapshot generation.

Localization support for Client Lifecycle Management for Financial Services application.

In Pega Client Lifecycle Management for FS 8.3, security has been enhanced on a number of rules by the addition of an existing privilege “AllFlows”.

Changes are required to address the following issues:

• Enhanced MiFiD & AML EDD applicability logic.
• Synchronization of override/reason values for deemed controlling parties.
• Display of deemed controlling overrides in customer summary.
• Maintain journey issues related to eScreening.
• Display of regulatory information on case summary.

In Pega Client Lifecycle Management for FS 8.1, security has been enhanced on a number of rules by the addition of an existing privilege “AllFlows”.

• EDR cases are not being created.
• Case is blocked after the ‘define business objectives’ step in the Fund manager journey.
• Empty Assignment key issue in WSS portal while collecting documents.
• Case is blocked after the ’capture’ stage in onboarding a new organization journey.

Changes are required to address the following issues:

• Contains organization chart units, operators, work baskets, and workgroups to support target operating model for Argentina, Brazil, Cayman Islands, Chile, Colombia, Dubai, Isle of Man, Israel, Japan, Malaysia, Mexico, New Zealand, Peru, Philippines, Qatar, Russia, Saudi Arabia, South Africa, Taiwan, Thailand, Turkey, UAE jurisdictions which are being delivered as part of Know Your Customer Regulatory Compliance 18.2 release.

Changes are required to address the following issues:

• Compatibility with Know Your Customer Regulatory Compliance v18.2.
• Support 22 new APAC jurisdictions-Argentina, Brazil, Cayman Islands, Chile, Colombia, Dubai, Isle of Man, Israel, Japan, Malaysia, Mexico, New Zealand, Peru, Philippines, Qatar, Russia, Saudi Arabia, South Africa, Taiwan, Thailand, Turkey, UAE.
• Created CIP requirements for 22 new jurisdictions.

Changes are required to address the following issues:

• Withdrew unnecessary rules related to the document handling based Requirements functionality from CLM to allow the use of the equivalents from PFFS by default.
• Implemented CLM-specific specializations by creating appropriate extension points in PFFS for the document handling-based Requirements functionality.

Changes are required to address the following issue:

• Contains organization chart units, operators, work baskets, and workgroups to support target operating model for China, India, Indonesia, and South Korea jurisdictions which are being delivered as part of Know Your Customer Regulatory Compliance 18.1 release.

Changes are required to address the following issues:

• Compatibility with Know Your Customer Regulatory Compliance v18.1.
• Support 4 new APAC jurisdictions- China, India, Indonesia, and South Korea.
• Created CIP requirements for 4 new APAC jurisdictions.
• Capture of Local Entity including validations for India and Indonesia jurisdictions only for onboard Journeys.
• Updated data instance for Indonesia country to remove from Is EU category group.
• Bugs fixed post CLM7.4 GA.

• Compatibility with Pega Know Your Customer Regulatory Compliance for Financial Services 17.4.
• Support 7 new EU AML jurisdictions.
• Updated CIP requirements for 6 existing countries of EU AML jurisdictions.

• Pega Client Lifecycle Management for Financial Services provides support to the 9 new AML jurisdictions.
• General localization support for the Pega Client Lifecycle Management for Financial Services 7.31 GA.

• Compatibility with Pega Foundation for Financial Services (PFFS) 7.32
• Support UI ToolKit 10 through PFFS 7.32

• Support for the Pega Know Your Customer for Financial Services Regulatory Compliance 17.3 release.
• Support for additional jurisdictions for the Customer Identification Program (CIP) documentation collection.
• A small set of general product defects in the Pega Client Lifecycle Management for Financial Services 7.31 release.

• Compatibility with Pega Know Your Customer Regulatory Compliance for Financial Services 17.4.
• Support 7 new EU AML jurisdictions.
• Updated CIP requirements for 6 existing countries of EU AML jurisdictions.

• Pega Client Lifecycle Management for Financial Services provides support to the 9 new AML jurisdictions.
• General localization support for the Pega Client Lifecycle Management for Financial Services 7.31 GA.

• Compatibility with Pega Foundation for Financial Services (PFFS) 7.32.
• Support UI ToolKit 10 through PFFS 7.32.

• Support for the Pega Know Your Customer for Financial Services Regulatory Compliance 17.3 release.
• Support for additional jurisdictions for the Customer Identification Program (CIP) documentation collection.
• A small set of general product defects in the Pega Client Lifecycle Management for Financial Services 7.31 release.

• Support for the Pega Know Your Customer for Financial Services Regulatory Compliance 17.3 release.
• Support for additional jurisdictions for the Customer Identification Program (CIP) documentation collection.
• A small set of general product defects in the Pega Client Lifecycle Management for Financial Services 7.31 release.