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Scope of DFA regulation supported in CLM

Updated on June 14, 2022

CLM supports with a questionnaire – applicable only to entities – the following four aspects of DFA:

  1. The usage of a Cross-Border Representation Letter (CBRL).
  2. The counterparty (CP) classification.
  3. The determination of whether the customer is a Special Entity.
  4. Institutional suitability.

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